DUTY AND RESPONSIBILITIES 

• Responsible for Regulatory Compliance Monitoring function to ensure that Yoma Bank remains compliant and functions within laws and regulations  
• Establish, maintain, and monitor the Legal & Compliance register, by coordinating with respective stakeholders 
• Ensure that bank-wide Regulatory Compliance Monitoring Program is properly established, implemented, maintained, continually reviewed, and improved 
• Conduct 2nd line monitoring of business units including Branch Oversight visits and provide reports on findings including recommendations to address control gaps or process enhancements to relevant head of departments and C-levels. 
• Ensure that the responsible nominated person/department implement remediation actions within agreed timeframe as a response to findings by collaborating with relevant business units and regulatory risk oversight team.  
• Provide input in creating the content of Regulatory Compliance training for various business units and conduct trainings as necessary. 
• Participate in all major regulatory projects that have a business impact as required. 

• Minimum education requirement; Bachelor’s or Master’s degree holder in Finance/Accounting/Economics or other qualification fields 
• Minimum 3 to 5 years of knowledge and experience in banking or other financial services organizations within a regulated environment and relevant specialist knowledge in compliance
• Experience in leading teams in a specialized compliance function 
• Advanced knowledge of the Bank’s Products, channels, and service 
• Advanced knowledge of risk management disciplines and controls design and settings 
• Experience in compliance audit and knowledge of regulatory compliance in banking sector 
• Ability to develop a strong relationship with all the internal stakeholders including the business units 
• Design and implement regulatory compliance monitoring programs for the fulfilment of the AML, CTF, and other requirements 
• Excellent interpersonal & communication skills 
• Fluent English skills