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ROLE PURPOSE

The role is responsible for execution of the bank’s compliance oversight program by conducting reviews, identifying compliance gaps, and monitoring remediation actions to ensure adherence to regulatory requirements and internal policies.

KEY RESPONSIBILITIES

• Conduct compliance reviews and test adherence to regulations, policies, and SOPs.
• Support the implementation of the annual risk-based compliance oversight plan.
• Perform compliance risk assessments and regulatory/policy gap analyses.
• Track remediation actions and follow up on timely closure of identified issues.
• Support maintenance of the Bank-wide SOP repository and governance framework.
• Review SOPs and processes to assess effectiveness and compliance.
• Prepare compliance review reports, working papers, and management updates.
• Coordinate with stakeholders to facilitate reviews and oversight of remediation activities.
• Assist in process improvement initiatives by monitoring issues, tracking remediation actions, and supporting root cause analysis activities.
• Support regulatory projects, compliance initiatives, and continuous improvement efforts.
• Maintain proper documentation for all compliance oversight activities.
• Contribute to knowledge sharing, continuous improvement, and team development activities within the Compliance Oversight function.
• Perform other duties as assigned.

Education & Special Training

Essential

• University degree in Business/Finance/Banking/Law or related fields.

Desirable

• Professional Certification(s) in Compliance, Risk, Audit, Governance (e.g., ACCA, CPA, CIA or equivalent)
•  Proficient in Microsoft Office applications, and email communication.
• Strong written communication skills in both English and Burmese.

Experience

• Minimum 1-2 years of experience in compliance, risk management and audit or a related file within the banking or financial service industry.
• Proven experience in managing compliance programs, regulatory projects and facilitating cross functional collaboration.

Knowledge & Skills

• Strong knowledge of banking regulations, compliance requirements, and audit methodologies.
• Excellent analytical, problem-solving and report-writing skills
• Effective communication and interpersonal skills with the ability to collaborate and influence stakeholders at all levels.
• Demonstrated leadership, including team management and development.
• Strong professional attitude, with a proactive, accountable, and solution-oriented mindset.
• Proficient in Microsoft Office Suite, particularly PowerPoint for preparing presentations and compliance reporting.

Languages

• Excellent interpersonal & communication skills in both English and Myanmar language.
• Strong Business Proficiency in English, including reporting writing and presentation skill is required.