Be responsible for reviewing and investigating suspected sale and other malpractices, non-compliance of company policies, laws and regulations. To promote and ensure that the Business operates in accordance with all legal and regulatory requirements. Additionally, monitors all sale related activities and internal operations relating with internal control and compliance, so as to protect and enhance the reputation of the company with its regulators and avoid significant financial loss or reputational damage, undermining of customer confidence.

• Reviewing, analysing physical and electronic evidence, conducting interviews, monitoring with a view to establishing whether the internal and external standards, policies and regulations are adhered to, and report on the findings, including any sale and non-sale non-compliant practices.
• Proactively initiating and recommending process improvement during daily tasks in order to ensure prompt detection, thorough investigation, and fair reporting of non-compliant activities and mal-practices, including the recommendation of process re-design to more effectively deter, prevent, detect and correct such activities.
• Conducting reviews to establish whether appropriate sale practices and processes are being adhered to by all concerned.
• Communicating with relevant departments of compliance incident but not limiting to sale compliance incident outcomes and handling the case from the start to the end process.
• Liaising with law enforcement agencies and external parties, when necessary, and collaborating to keep the company’s compliance practice up-to-date, and sharing information as appropriate as part of the compliance requirements.
• Properly taking preventive action based on the findings to effectively protect the Company from any foreseeable or potential damage
• Training and supporting team members in conducting related compliance and investigation.
• Other tasks as may be assigned by the Head of Department from time to time.

• University Graduate in Law, Forensic Science, Business Administration.
• Qualifications in compliance and financial forensics related areas, such as Certified Fraud Examiners and Forensic Document Examiner are pluses.   
• At least 5 years of working experience in financial service sector, especially in the area of compliance, financial crime investigation, forensics document examination, and sale misconduct audit. Preferable practice in trial of litigation case at court.
• Good communication in written and spoken Myanmar, with at least basic working knowledge of English.
• General knowledge of legal framework and financial sector.
• Knowledge of life insurance or general insurance business is a plus.